LiquiLoans - Senior Manager- Legal & Compliance - CS/LLB

Key Responsibilities :

- Recognize, develop, monitor all aspects of the NBFC's compliance program adequate to ensure adherence to applicable RBI laws and regulations, as well as implement cost effective compliance related solutions for the organization's compliance

- Navigating the ambiguities and regulatory complexities for development of fully compliant products being offered by the company.

- Overseeing drafting, and vetting of contracts / agreements / legal documents, and ensuring proper administration of executed contracts across business lines.

- Develop networks with key law firms and lawyers for ensuring the best advice, build enforcement capabilities as well as ensure the best economics.

- Responsible for correspondence with the regulators like RBI, MCA, data submissions.

- Preparing documents to update management / Board on any regulatory changes impacting the Company.

- Handling end to end inspections by RBI.

- Reviewing, Drafting of RBI escalated complaints & Ombudsman matters.

- Provide ongoing advice, consultation and guidance on all matters that pertain to compliance and risk
management issues to all businesses and functions in the organization.

- Work proactively to assess and prioritize risk and compliance issues, establish, implement, and manage compliance policies, procedures, and monitoring throughout the organization to ensure that the compliance program is effective and be efficient in identifying, preventing, detecting, and correcting
non-compliance with internal policies and regulatory requirements

- Implementation of various policies such as code of conducts, whistle blower/vigil mechanism policy,
insider trading policy, Anti Bribery policy along with managing/tracking their regular compliance.

- Handling Secretarial and independently and assisted in conduct of RBI audit.

Skills:

- CS+LLB with 7-10 years of experience in NBFC / Fintech

- Excellent communication skills

- Team player