Job Profile:
- Vetting all the Engagement Letters and NDAs for onboarding Clients for the Investment Banking business
- Vetting all vendor related agreements
- Responsible for maintaining firm wide restricted list and conflicts
- Responsible for maintaining a Chinese Wall between Investment
- Banking and Research
- Training all the IB, Sales and Research teams on Compliance matters related to IPO/ FPO and QIP
- Preparing manuals outlining these requirements
- Vetting Research Reports and ensuring that they are in line with the regulations
Designation: Will offer based on his/her current designation
Candidate Profile: LLB/ LLM and worked in a reputed law firm OR worked in another Investment Bank
Experience: At least 12-15 years of experience in handling Legal work related to Capital Markets.
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