Salary Offered: 10-15LPA - Dealt with SEBI/RBI on matters related to - Intermediaries registration process - Inspections - Change in control approvals - Handling queries, adjudications, etc - Overseas broking compliances - Understanding of FPI and AIF regulations - Understanding of broking, merchant banking, research analyst related regulations - Experience of setting up and managing funds overseas - Litigation and commercial contracts - Basic knowledge of RBI framework for NBFCs and ARCs Skills : - Partner with Business, build and maintain strong connections with all stakeholders to deliver solutions that stand the test of regulations (in India and outside of India) yet be business friendly - Front-ending with Regulators and maintain excellent working relationships - Team up with consultants and lawyers to maintain licenses, audits and set up processes that suit the law of the land. - Policymaking and providing Teach-In sessions to business - Compliance testing of areas that pose high regulatory risks to Ambit, be it dealing room checks, Insider checks, etc. - Drafting/vetting of various agreements, side letters, PDAs, engagement letters, NDAs, agreements involved in Equity Capital Markets transaction.

Hyderabad

 Karvy Insights - Manager/Senior Manager - Legal & Compliance 

 Karvy Insights - Manager/Senior Manager - Legal & Compliance  ,Job Description for  Karvy Insights - Manager/Senior Manager - Legal & Compliance  in Karvy Stock Broking Ltd in  Hyderabad for (7-12) years of experience. Apply Now!

Job Description for  Karvy Insights - Manager/Senior Manager - Legal & Compliance  in Karvy Stock Broking Ltd in  Hyderabad for (7-12) years of experience. Apply Now!