- University degree
- Strong experience (7+ years) in WM business and related processes such as financial crime compliance and investigations (e.g. KYC, AML), suitability of products or cross-border risks
- Audit, compliance or internal risk management experience in financial industry
- Fluency in English with excellent written and verbal skills
- Ability to travel to other APAC locations for up to 70% of the time
- Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions?
We- re looking for someone like that to:
- Conduct reviews and audits of wealth management business areas and its support functions, including teams responsible for AML and KYC processes, financial crime, supervision, product suitability, investment suitability and management, market conduct, or cross-border
- Analyze and assess key risks and barriers to delivery assumed by the audited business and support functions,
- Identify and evaluate the effectiveness of controls designed to address those risks, provide practical, innovative and value-added solutions to issues identified,
- Document and communicate audit issues, root causes, and risks, and prepare reports of audit findings for senior management
- Review remediation actions submitted by the business for closure to assess whether these have addressed the relevant original risks,
- Support senior auditors and Risk SMEs in the quarterly continuous risk assessment,
- Successfully collaborate with peers in and across audit teams,
- Develop and maintain relationships with senior management.
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