Internal Auditor - Financial Services Industry

Please find below the JD for your reference of protiviti ( Big 6 - Protiviti India | Business Consulting Firm )

Sector Experience in IA

Corporate Banking, Capital Markets, Asset Management Company, Investment Banking, Management Companies, Insurance , Wealth Management, Broker Dealer Corporate Banking, Fintech, Digital Payment, NBFC, Capital Market, Wholesale banking, Treasury Audit, Insurance, Mutual Fund.

Job Profile

- Lead the Internal Audit practice, providing expertise and professional advice to the client organizations on effective implementation of Internal Audit assignments and deliver value from Internal Audit projects.

- Develop strong relationships with top executives at prospects (target clients) and existing clients. Experience in Internal Audits, Concurrent Audits, Process Reviews, Internal Financial Control Testing, Risk based Internal Audit, SOX, Coso Benchmarking and developing policy and procedures for Banks, NBFCs, PE, Capital Markets, Brokers, Exchanges Capital Markets treasury audits, credit cards audits, retail assets, wholesale banking, wealth management NBFC audits.

The candidate may have experience of working with ORM, ERM Implementation and Review, Compliance Reviews, Regulatory reporting (BASEL/ Risk Based Supervision/ PSL / IRAC etc. ), for Banks, NBFCs, PE, Capital Markets, Brokers, Exchanges

- Other solutions such as diagnostic reviews, policy and procedure documentation, development of RCM, Regularly Reporting & compliance etc will be good to have.

- Identify opportunities to improve business processes and assist clients in addressing compliance, financial, operational and strategic risk.

- Documentation of Risk Control Matrix (RCM), SOPs and Test script for SOX Controls.

- Planning for test of controls & walkthroughs based on control frequency.

- Reviewing control process with control owners.

- Communicating the results of assignments through written reports and oral presentations on a timely basis.

Qualification

- B.Com with CA Inter or MBA, BCom with CFE/CIA, CA, or CS

Work Location - Mumbai

Preferred Candidature

- Strong Communication Skills

- Notice period - max 30 days (immediate joiners are preferred)

- Experience into Consulting / Industry.

- Candidates with prior experience of Internal Audit in financial services Sector.

- Experience in Financial Services Industry, preferably in internal audit, risk management, business process improvements, overall Consulting and Advisory.

- Proven business development skills with ability to procure new business.

- Excellent leadership, interpersonal, project management and client relationship skills.

- Excellent communication, presentation, and time management skills.

- Prior management and supervisory experience in a team environment required. Well-honed mentoring and people development skills

- Well versed in current trends and developments across Financial Services Industry preferred.