Internal Auditor - Branch Banking Audit/Credit Audit/Trade Finance Audit/GBHO Audit

Internal Auditor - Branch Banking Audit/Credit Audit/Trade Finance Audit/GBHO Audit

Roles and Responsibilities:

Assurance Provider:

- As an Assurance Provider, the Branch Banking Audit Manager independently assesses risk management, control, and governance within branch banking operations.

- This involves evaluating the effectiveness of existing processes and procedures to ensure compliance with regulatory requirements and internal policies.

Advisor:

- In the role of Advisor, the Manager offers insights and recommendations aimed at enhancing operational efficiency and effectiveness.

- This involves providing actionable recommendations based on audit findings to improve risk mitigation strategies and operational controls.

Investigator:

- The Manager acts as an Investigator, responsible for probing into potential fraud cases and regulatory breaches within branch banking operations.

- This involves conducting thorough investigations, documenting findings, and recommending corrective actions to prevent recurrence.

Main Responsibilities:

Risk Assessment:

- The Manager is responsible for identifying and assessing potential risks associated with branch banking activities.

- This includes evaluating risk factors such as operational risks, compliance risks, and financial risks to prioritize audit activities.

Audit Planning and Execution:

- The Manager plays a key role in the audit process by developing audit plans and executing audits according to the established internal audit schedule.

- This involves conducting fieldwork, gathering relevant data, performing testing procedures, and documenting audit evidence.

Reporting and Communication:

- After completing audits, the Manager prepares comprehensive audit reports that highlight findings, observations, and recommendations.

- These reports are communicated to senior management and relevant stakeholders to facilitate informed decision-making and corrective actions.

Compliance Monitoring:

- The Manager monitors compliance with regulatory requirements and internal policies within branch banking operations.

- This involves reviewing compliance frameworks, conducting periodic assessments, and recommending improvements to strengthen compliance processes.

Stakeholder Engagement:

- The Manager engages with branch managers, department heads, and other stakeholders to discuss audit findings, provide guidance on audit-related matters, and foster a culture of accountability and continuous improvement.