Posted By
Posted in
Banking & Finance
Job Code
1435138
Internal Auditor - Branch Banking Audit/Credit Audit/Trade Finance Audit/GBHO Audit
Roles and Responsibilities:
Assurance Provider:
- As an Assurance Provider, the Branch Banking Audit Manager independently assesses risk management, control, and governance within branch banking operations.
- This involves evaluating the effectiveness of existing processes and procedures to ensure compliance with regulatory requirements and internal policies.
Advisor:
- In the role of Advisor, the Manager offers insights and recommendations aimed at enhancing operational efficiency and effectiveness.
- This involves providing actionable recommendations based on audit findings to improve risk mitigation strategies and operational controls.
Investigator:
- The Manager acts as an Investigator, responsible for probing into potential fraud cases and regulatory breaches within branch banking operations.
- This involves conducting thorough investigations, documenting findings, and recommending corrective actions to prevent recurrence.
Main Responsibilities:
Risk Assessment:
- The Manager is responsible for identifying and assessing potential risks associated with branch banking activities.
- This includes evaluating risk factors such as operational risks, compliance risks, and financial risks to prioritize audit activities.
Audit Planning and Execution:
- The Manager plays a key role in the audit process by developing audit plans and executing audits according to the established internal audit schedule.
- This involves conducting fieldwork, gathering relevant data, performing testing procedures, and documenting audit evidence.
Reporting and Communication:
- After completing audits, the Manager prepares comprehensive audit reports that highlight findings, observations, and recommendations.
- These reports are communicated to senior management and relevant stakeholders to facilitate informed decision-making and corrective actions.
Compliance Monitoring:
- The Manager monitors compliance with regulatory requirements and internal policies within branch banking operations.
- This involves reviewing compliance frameworks, conducting periodic assessments, and recommending improvements to strengthen compliance processes.
Stakeholder Engagement:
- The Manager engages with branch managers, department heads, and other stakeholders to discuss audit findings, provide guidance on audit-related matters, and foster a culture of accountability and continuous improvement.
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Posted By
Posted in
Banking & Finance
Job Code
1435138
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