Internal Audit/Treasury Audit Role - BFSI

Internal Audit - Treasury Audit

Roles and Responsibilities :

- Responsible and accountable for conducting internal audits of functions such as Treasury, ALM & FTP, Capital Adequacy & ICAAP, Depository Participant, Custody, broking business etc.

- Conduct the internal audits in a time-bound manner as per the approved Risk Based Audit Plan, Internal Audit Policy and Internal Audit Process and documentation of audit work papers

- Conduct the audits as per the scope of the audits which covers aspects of governance framework, policies, processes, business, products, risks, operations, information security, business continuity etc.

- Apply experience, knowledge and understanding to continuously improve the effectiveness of internal controls and efficiency in the audit processes

- Demonstrate sound knowledge of regulatory guidelines on Treasury, Market Risk, ALM, ICAAP and Broking business

- Interpret the respective regulatory guidelines and its applicability and implementation by the Bank

- Oversight of concurrent audits for the areas within the vertical

- Conduct Thematic audits, Snap Audits, etc. on need-basis

- Undertake project(s) to improve and streamline the audit scope, checklists, checkpoints, Audit Planning Memorandum (APM)

- Engage with all the stakeholders for audit activities and issues

- Adhere to the quality standards as per the ISO norms

- Any other audit related role and activities as and when assigned