Internal Audit Role - Compliance - Risk Advisory Services

Responsibilities for Risk Advisory Services -Compliance :

The Candidate will be involved in the development, planning and/or performing of Compliance audits across the firm with a focus around EMEA regulations and including :

- Assisting in the preparation of audit planning memoranda.

- Identifying and evaluating key risks and contributing to establishing audit scope.

- Leading walkthrough meetings and discussions with the purpose of developing audit test programs and identifying control issues.

- Executing audits in line with audit test programs and within time budgets and leading certain aspects of audits/reviews.

- Appropriately assessing potential findings for significance.

- Drafting audit reports; writing clear and concise findings

- Communicating audit findings to the Internal Audit lead auditor and client management; assist with negotiating finalization of issues with senior client management.

- Track implementation of recommended processes designed to strengthen internal controls.

- Developing solid working relationship with clients

- Ability to travel when required (minimal).