Infoedge - Analyst - ISG Trade Surveillance

Morgan Stanley Hiring - Analyst- ISG Trade Surveillance

Company- Morgan Stanley

Job Description:

The Control Group Surveillance Associate/Manager will have several areas of responsibility including, but not limited to the following:

- Review and analyze surveillance reports/ alerts

- Escalate unresolved issues or potential violations of the Morgan Stanley's policies or external rules and regulations to his/her Manager, Coverage Compliance and Senior Management of the Business Unit

- Participate in defining and documenting the operating procedures for processing Monitoring reports

- Create Management Information Reports on a periodic basis

- Work with IT and / or vendors in enhancing/ developing new tools

Experience:

- 1-5 years of relevant working experience in the financial services industry in Compliance or internal audit or with a securities exchange or securities regulator;

- Preference will be given to candidates with relevant experience in Trade Surveillance/ Control Group

Knowledge:

- Possess excellent knowledge of financial instruments and markets

- Basic understanding and knowledge of trading mechanisms across different financial instruments/ markets

- Should possess knowledge of trade booking and settlements

Skills and Qualities:

- Industry qualifications i.e. Post Graduate / MBA in Finance

- Will be required to maintain strict confidentiality of firm information

- Knowledge of global markets / market regulations

- Understanding the implications of risk involved

- Excellent verbal and written English communication skills - ability to effectively correspond with various groups and senior professionals over email and the telephone

- Strong Analytical Skills and attention to detail

- Experience interpreting laws or regulations

- Must be able to maintain a high level of organization under pressure