HR at IIFL Wealth
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IIFL Wealth Management - Compliance Officer - Alternative Investment Funds (7-8 yrs)
Job Role: Ensure Compliance's for Alternative Investment Funds;
i) As a compliance officer, responsible for ensuing AIF Compliance(s)
ii) Liasoning and co-ordinating with Regulator for AIF compliance and queries
iii) Co-ordinating with counsels for legal support, opinions and clarifications
iv) Liasoning with product and sales team on products and filings
v) Preparation / Up-dation of Private Placement Memorandum and amendments including Trust Deed
vi) Review of Application Form, literature's, fact sheets, communiques and communications
vii) Regulatory reporting - Filings monthly / Quarterly report reports, annual CTR
viii) Monitoring of AML / FATCA compliance and its reporting
ix) Conducting and arranging Committee meetings - valuation committee, investment committee
x) Liasoning with Internal auditors and statutory auditors and effectively handling SEBI inspections;
xi) FEMA relating compliance / rbi filings, with respect to down stream investments & foreign investments in AIF Schemes;
xii) Investment Limit monitoring pursuant to investment limits prescribed under SEBI AIF Regulations, SEBI Takeover Regulations and terms of the offer;
Job specifications and competencies:
The candidate should be able to independently handle the compliance function, guide his/her team (2/3 officials) on matters concerning AIF compliance's, advise business and investment team on AIF norms and set/monitory necessary processes
The candidate would be reporting to Head - Compliance, IIFL Wealth & Asset Management Group.
CA or CS with at least 7 to 8 years of experience in Asset Management Compliance.
IIFL Asset Management, part of the IIFL Wealth & Asset Management, is an Investment Manager to schemes of Mutual Fund, Alternative Investment Fund & also provides Portfolio Management Services. It has a combined assets under management of more than 22,000 Crore.