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11/11 Anabelle Dsouza
HR at IIFL Wealth

Views:1635 Applications:85 Rec. Actions:Recruiter Actions:77

IIFL Wealth Management - Compliance Officer - Alternative Investment Funds (7-8 yrs)

Mumbai Job Code: 763315

Job Role: Ensure Compliance's for Alternative Investment Funds;

i) As a compliance officer, responsible for ensuing AIF Compliance(s)

ii) Liasoning and co-ordinating with Regulator for AIF compliance and queries

iii) Co-ordinating with counsels for legal support, opinions and clarifications

iv) Liasoning with product and sales team on products and filings

v) Preparation / Up-dation of Private Placement Memorandum and amendments including Trust Deed

vi) Review of Application Form, literature's, fact sheets, communiques and communications

vii) Regulatory reporting - Filings monthly / Quarterly report reports, annual CTR

viii) Monitoring of AML / FATCA compliance and its reporting

ix) Conducting and arranging Committee meetings - valuation committee, investment committee

x) Liasoning with Internal auditors and statutory auditors and effectively handling SEBI inspections;

xi) FEMA relating compliance / rbi filings, with respect to down stream investments & foreign investments in AIF Schemes;

xii) Investment Limit monitoring pursuant to investment limits prescribed under SEBI AIF Regulations, SEBI Takeover Regulations and terms of the offer;

Job specifications and competencies:

The candidate should be able to independently handle the compliance function, guide his/her team (2/3 officials) on matters concerning AIF compliance's, advise business and investment team on AIF norms and set/monitory necessary processes

The candidate would be reporting to Head - Compliance, IIFL Wealth & Asset Management Group.


CA or CS with at least 7 to 8 years of experience in Asset Management Compliance.

Company Profile:

IIFL Asset Management, part of the IIFL Wealth & Asset Management, is an Investment Manager to schemes of Mutual Fund, Alternative Investment Fund & also provides Portfolio Management Services. It has a combined assets under management of more than 22,000 Crore.

Women-friendly workplace:

Maternity and Paternity Benefits

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