Job Role : Responsible for monitoring and oversight of AIF Compliance : i) Liasoning and co-ordinating with Regulator for AIF compliance and queries ii) Co-ordinating with counsels for legal support, opinions and clarifications iii) Liasoning with product and sales team on products and filings iv) Preparation / Up-dation of Private Placement Memorandum and amendments including Trust Deed v) Review of Application Form, literatures, factsheets, communiques and communications vi) Regulatory reporting - Filings monthly / Quarterly report reports, annual CTR vii) Liasoning for deal closure for unlisted equity transactions, Due Diligence submissions viii) Monitoring of AML / FATCA compliance and its reporting ix) Conducting and arranging Committee meetings - valuation committee, investment committee x) Liasoning with Internal auditors and statutory auditors and effectively handling SEBI inspections Job specifications and competencies : Years of experience : 7 to 8 years of relevant work experience in Legal, compliance relating to Mutual Funds, AIF, PMS or financial services. Qualification : Bcom / Mcom / MBA + CS OR Law (Hons)

Mumbai

IIFL Wealth Management - Compliance Officer - AIF 

IIFL Wealth Management - Compliance Officer - AIF  ,Job Description for IIFL Wealth Management - Compliance Officer - AIF  in IIFL Wealth in  Mumbai for (7-8) years of experience. Apply Now!

Job Description for IIFL Wealth Management - Compliance Officer - AIF  in IIFL Wealth in  Mumbai for (7-8) years of experience. Apply Now!