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20/01 Malika Sharma
HR at IIFL Wealth

Views:1035 Applications:205 Rec. Actions:Recruiter Actions:4

IIFL Wealth Management - AVP - Compliance (7-12 yrs)

Mumbai Job Code: 883669

- Effective handling of all compliance related activities related of IIFL Mutual Fund and ensuring all compliances under SEBI Mutual Fund Regulations

- Managing approvals for launching of new schemes

- Reviewing various advertisement materials

- Independently handling of Anti Money Laundering Activities for Mutual Funds, Portfolio Management Services

- Handling of all compliance related activities relating to AIF, Portfolio Management Services and advising the departments on necessary compliance requirements

- Ensuring the compliance of Employee Dealing policy by the employees.

- Assisting in drafting of various policies or changes to be incorporated in policies.

- Preparation / Submission of various periodic reports to SEBI, AMFI and other regulatory agencies

- Liaising with the auditors- internal, concurrent and external auditors as well as handling of SEBI Inspection Audit relating to Compliance Dept.

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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