ICRA - Manager/Senior Manager - Regulatory Compliance

Job Description :

- Track and evaluate new developments/changes in laws and regulations governing Credit Rating Agencies. Performing gap analysis and ensure timely communication on such changes to impacted stakeholder.

- Monitor adherence with compliance policies, codes, and procedures and support in creating employee awareness about such policies.

- Prepare periodic and ad-hoc reports as may be necessary as per regulatory requirements/ requests and manage regulatory filings.

- Assist in conducting compliance reviews / monitoring and preparing compliance reports for senior management based on regulatory reviews, internal audits and compliance surveillance.

- Assisting in investigating and responding to complaints.

- Manage compliance tools for tracking/reporting all compliance requirements and contribute in compliance related projects

- Provide support during periodic regulatory audits/ inspections; regulatory investigations or any other investigating / quasi-judicial authority.