Why join us? (Overview of Dept./Function) The Offshore Regulatory Compliance team supports compliance officers across the businesses in carrying out key compliance monitoring, advisory and support activities. The team (Trade Surveillance, Unauthorised Trading, Audio surveillance, E- Communications Surveillance, Enhanced Surveillance &amp;Best Execution Surveillance) will support onshore Compliance offices and the various businesses Globally. The Opportunity: (Brief Overview of the Role): The specific role is to safeguard customers and the integrity of financial markets by detecting and deterring market abuse, inappropriate trading and other market conduct risks. In doing so, it will serve to meet HSBC's regulatory obligations, wider stakeholder expectations, risk appetite and policy requirements. What you'll do: (List out Key Responsibilities): - Ensure continuous and effective service to onshore compliance teams who are business partners for the function. - Provide supervisory oversight to the offshore Surveillance team. - Provide day-to-day guidance and training; assist team in resolving process related issues. - Review the work done by the offshore Surveillance team and provide appropriate developmental feedback - Lead and provide guidance on the implementation of new monitoring areas, such as ST, Reuters, social media monitoring. - Imperative escalation of potential regulatory and internal market misconduct breaches to Compliance Senior Management onshore. - Improve overall efficiency of the process and individual performance within the team. - Provide input / timely production of high quality Management Information (MI) - Proactively identify FTE requirements and inform Business Partners. Effectively handle recruitment needs. What you will need to succeed in the role: (Minimum Qualification and Skills Required) - Strong interpersonal skills and experience of working effectively within a small team; - Knowledge of financial markets and in particular, financial market regulation. - Experience in Trade or E/Voice-Surveillance monitoring / oversight or related environment is preferable. - Knowledge of the Actimise and Redkite surveillance tool is preferable. - Ability to understand trade and electronic/Voice communications and analyse these for the detection of potential Market Abuse. - Ability to work under pressure and within tight time-lines. Excellent time management and prioritisation of work tasks. - Ability to handle escalated issues and take these forward with Senior Management. What additional skills will be good to have?(List out good to have skills and certifications): - Any compliance certification - Knowledge of regulatory norms around capital market - Any experience in audit related works

Bangalore

 HSBC - Manager - Surveillance   

 HSBC - Manager - Surveillance    ,Job Description for  HSBC - Manager - Surveillance    in HSBC in  Bangalore for (8-13) years of experience. Apply Now!

Job Description for  HSBC - Manager - Surveillance    in HSBC in  Bangalore for (8-13) years of experience. Apply Now!