30/09 Payal
Partner at Premier Consultants

Views:601 Applications:150 Rec. Actions:Recruiter Actions:3

Head - Regulatory Compliance - NBFC (5-13 yrs)

Mumbai Job Code: 852600

This is regarding opening with a leading NBFC as a Head Regulatory Compliance

Designation : Head Regulatory Compliance

Experience : 5 to 13 years in compliance-related activities with the NBFC or BFSI sector

Education : CS or MBA or LLB

Location : Mumbai

Job Role :

- Liaising with various regulatory and government bodies for approval updates and ad hoc requests/query

- Dealing with queries raised by RBI or any other statutory bodies

- Liaise and build relations with the Registrar of Companies, Reserve Bank of India Depositories, and other statutory authorities; Periodically provide returns/forms required by them.

- To provide advice to management on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate and Other Business Laws and regulations and guidelines

- Highlight alleged violations of RBI laws, rules and regulations applicable to NBFCs and recommend procedures for corrective action.

- Preparing and providing Compliance report on a regular basis

- Drafting and review of all policies and agreements as per applicable compliance framework

- Conducting internal compliance review and monitoring activities, including periodic review of the Department.

- Obtaining data from various departments, review of the same before submission to RBI during the inspection.

- Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company.

If this excites you kindly apply with the updated CV and the following details :

- Current CTC :
- Expected CTC :
- Notice Period :

Women-friendly workplace:

Maternity and Paternity Benefits

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