Head - Operations - Stock Broking

Position: Head - Operations (Stock Broking)

Location: Navi Mumbai

Experience: 14 -20 years

Qualification: MBA

Salary: Rs. 20 LPA - Rs. 24 LPA

Job Responsibilities:

- Lead operation & customer service through the customer life cycle in Online Broking Business.

- Define, implement & manage operational processes as per regulatory framework to ensure exchange compliance.

- Vendor management.

- Handle Audits of SEBI, Exchanges, etc.

Desired Profile:

- Exp. in broking Operations, with knowledge of Back Office software like LD & CDSL.

- Well verse with DKYC process, other broking norms, Account opening, Payin Payout stock & funds, DP account, customer modification, RMS etc.

- Coordinate with IT & Sales team for development of process automations.

About the Client:

Our client is working passionately to create an ecosystem for smart investors and traders to envisage, build and execute their Mantra. They are an innovative FinTech platform, originating from one of India's most significant and long-standing Brokerage houses with PAN India presence.