Head - Legal - Investment Banking

- Provide legal advice to their clients on various matters related to financing and banking Compliance, Corporate Secretarial, Legal & Internal Audit - Investment Banking, Institutional Broking & Prop Trading, Investments, Research, Overseeing setting up Online Retail Business mainly Broking. Audit includes Management Audit, Regulatory Audits, etc. Set up Online Retail Broking Risk Management Team

- Providing strategic advice to key stakeholders locally as well as regionally on several issues relating to the business interest of key stakeholders;

- Advising stakeholders on products including inspections, engaging with regulators on applications of certain reguations;

- Identifying and managing legal risks;

- Advising and assisting in the maiden private equity investment

- Providing in-house independent Compliance, Legal, Corporate Secretarial & Risk support for Merchant Banking, Private Equity, M&A, Financial Advisory, Project Appraisal, Debt Syndication; Alternative Investment Fund (AIF); Stock Broking; Wealth Management; Trusteeship businesses. International Strategy for SBICAP & Singapore Business Set-up role. Foreign Jurisdiction advisory.