Qualification: LLB/CS/CA
Roles & Responsibilities :
- Should have experience in handling AIF and/or PMS for at least 1 year in the Compliance and Legal function.
- Should have good exposure to the Regulatory/Investment Compliance of AIF business and preferable PMS as well.
- Managing day to day AIF/PMS compliances
- Should have good understanding of various categories of AIF and handled launch of new AIF products
- Some amount of dealings with regulators & legal counsels
- Filing of periodic Regulatory reports with SEBI
- Should have attended to various sales and on-boarding team queries.
- Good command over English.
Functional Competencies :
- Sound knowledge of compliance systems and processes
- Well versed Regulatory reports with SEBI
- Adept in Excel, Powerpoint tools
Behavioral Competencies :
- Leadership skills and strategic thinking
- Problem solving and analytical skills
- Process oriented and methodical approach
- Communication skills and good listening skills
- Assertive in nature, customer oriented and innovative mind-set
- Ability to mentor
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