Head - Compliance - Financial Services

Position: Head-Compliance (Leading Financial Services Firm)

Role:

- This is a leadership position in Compliance at a Leading Financial Services Firm

- Incumbent should be very well networked with the regulatory authorities (including SEBI, RBI etc.) and have a very good understanding of Regulations and Compliance

- Manage relationships with the regulators

- Represent the company is Industry meetings wrt Regulations and Compliance issues

- Manage regulatory compliance and design and implement appropriate programs and policies

Requirements:

- 16+ yrs of experience in Compliance and Regulatory issues in a leading financial services firm

- Experience and understanding of SEBI and RBI regulations as they pertain to financial services firms

- Well networked with the regulatory authorities (including SEBI, RBI etc.)

Position: Mumbai

This position is with a Client of Vertex Corporate Services which is a Leading Financial Services firm