Head - Compliance - BFS

- Compliance with Byelaws, Rules and Business Rules of the Exchange.

- Interpretation and implementation of various external and internal policies.

- Issuance of Circulars/Directives to the market participants.

- Ensuring compliances by the members with Byelaws, Rules, Business Rules and Circulars of the Exchange.

- Acting as single point contact for the Regulator.

- Attending Regulatory Inspections.

- Supervising Investor grievance cell and Arbitration Mechanism of the Exchange.

- Supervising Audit & Inspection of members of the Exchange.

- Ensuring compliance of Anti Money Laundering laws.

- Facilitation of SEBI Inspections.

Pre-requisites required :

- 10+ years of relevant experience with minimum 3 years as a Compliance Officer in the Stock Exchange.

- Should have worked in SEBI for atleast some time