Head - Compliance - Bank

Head - Compliance

We are looking for candidates having experience in Audit & Compliance with a Foreign Bank

Location : Mumbai

Experience : 8 - 12 years in Compliance function in Banking

Job Responsibilities :

- Manage RBI inspections and snap audits by coordinating with the RBI officials and Compliance there of Coordinate and follow up with the departments pertaining to queries / clarifications for RBI / FEDAI/ FIU/ IBA etc

- Monitor compiling and checking the compliance status of the policies & procedure of the departments with respect to the RBI observations.

- Monitor timely submission of all regulatory returns to the RBI & FIU- India as Nodal officer of RBI and Principle Officer (FIU-India)

- Monitor internal Committee meetings - meetings, minutes and scope.

- To conduct Compliance reviews whenever required and submit the findings to the CEO-in-India.

- Responsible for timely preparation of study material on KYC &AML to the staff members.

- Central point of contact for all regulatory, statutory matters related to RBI, FIU-India.

- Responsible for Vigilance Activities.

- Monitor dissemination of regulatory circulars, notifications, caution advice, defaulters list & press releases to the relevant department.

- Staff Training.

Anjali
Team People Tree