Head - Compliance & Audit - Big4 - CA

Head - Compliance and Audit

1. CA with 5+ years- experience in Big 4 in Audit/Risk Advisory functions or with Banks/NBFCs/HFCs with compliance/audit exposure

- Experience of interacting with regulator, circulars and advising the business accordingly (specifically in the home loan/mortgage areas)

2. Experience in interpreting the various regulatory circulars and advising the business accordingly (specifically in the home loan / mortgage areas)

3. Experience in organizing & facilitating RBI Audit / NHB Audit

4. Develop & implement internal audit framework including risk-rating system for each function and network of branches

5. Prepare audit plans and ensure that internal audits are performed as per approved scope and audit program

6. Ensure that audit effort is aimed at reviewing existence and appropriateness of systems/procedures for various processes

7. Hold closing meetings with function heads of audited process/function/business and ensure that all issues are appropriately closed with the action plans and due dates

8. Highlight and present key audit issues to the audit committee

9. Coordinate with external auditors, NHB inspectors when required