Head/AVP/DVP - Audit/Risk & Compliance - Treasury Back Office Operation

Head Audit, Risk & Compliance - Treasury Back Office Operation - AVP /DVP

- Manage Audit, Risk review and Compliance related to Treasury Back-office Operations with key focus on Process, Risk, Compliance and Controls.

- Track, Review, implement and lead changes with any changes in Regulatory norms, notification, circular.

- Well aware of Regulatory guidelines and reporting related to Treasury Back Office Operation.

- Ensure procedures & process maps are reviewed periodically for each Treasury product.

- Conduct independent Risk reviews and suggest plan of action with risk mitigation & controls.

- Build and maintain relations with Stakeholders, Regulatory bodies as well as FEDAI & FIMMDA

- Ensure processes minimize risk and improve controls

- Review all Standard Operating Modules, Risk Controls (RCSA), Policies, Board Notes and other critical document & implement the changes

- Bring about good market practices in ensuring service delivery excellence

- Streamline process through quality initiatives.

- SPOC for all Treasury Audits - Concurrent audit, Internal audit & external audit and ensure "Nil" observation.

- Actively support the building and rolling out of a continuous improvement culture / framework.

- Review all Regulatory submission across Domestic and IFSC Unit & ensure all are submitted on timely basis.

- Excellent knowledge on the overall functioning of Treasury Operations

- Well verse with product lifecycle related to Foreign Exchange, Derivative's and Fixed Income Market.

- Working knowledge of Calypso Treasury system will be an advantage

- Advance knowledge of Excel is mandatory

- 12-15 years' experience in Treasury Operations with minimum of 4-5 years in Treasury Compliance function