Global Market Operational Risk & Control
- We are hiring for investment bank for Mumbai location, we need people from ORM(Operation Risk Management).
- Having good exposure in Control Testing.
- Exposure in Risk & Compliance.
- Exposure in RCSA, Ops Control.
- Person having exposure in first line and second line defense.
- We are seeking a dynamic individual to join the GM Front Office Supervision, Conduct and Control team.
- The individual will work closely and in partnership with the Global Front Office Supervision, Conduct and Control team spread across UK/US region.
- The individual will assume day-to-day BAU responsibilities relating to Front Office Supervision and will contribute to key projects that are critical to FOSCC from a regulatory perspective.
- Legal Entity controls
- Creating Global Management Packs, KRI Packs and Supervisory meeting packs.Driving Transition of Key tasks from the Regions - And then perform those tasks in a BAU environment
- Partnering with Technology, Operations, Finance and other Corporate functions
- Involved in initial User Acceptance Testing of FOSCC tools and systems.
- Help in producing issue summaries and reports for Regional teams
- Involved in tracking outstanding actions and help in chasing actions to closure
- Assist the team in information requests from regulators and auditors as required
Experience Range : 2-6 Yrs.
Job Location : Mumbai
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