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Vanessa Dsouza

Client Partner at Search Synergy

Last Login: 27 May 2024

Job Views:  
223
Applications:  52
Recruiter Actions:  3

Job Code

1374209

Global Account Opening Specialist - Broking Firm - CA

3 - 7 Years.Dubai/Middle East/Overseas/International
Posted 4 months ago
Posted 4 months ago

CTC : Open

Location: Dubai (open to sending India based candidate who is ready to relocate to Dubai)

Preferred Companies : Broking firms

Job Description:

We are seeking a highly motivated and detail-oriented individual to join our team as a Global Account Opening Specialist. In this role, you will be responsible for managing the account opening process for clients across various regions and jurisdictions, ensuring compliance with regulatory requirements and company policies. You will work closely with clients, internal teams, and external partners to facilitate the timely and accurate opening of brokerage accounts.

Responsibilities :

1. Conduct thorough due diligence on clients to verify identity, assess risk, and ensure compliance with regulatory requirements.

2. Coordinate with clients to collect necessary documentation and information for account opening, including KYC (Know Your Customer) and AML (Anti-Money Laundering) procedures.

3. Liaise with internal compliance, legal, and operations teams to review and approve account opening requests in accordance with company policies and procedures.

4. Communicate effectively with clients to provide updates on the status of their account opening process and address any inquiries or concerns.

5. Collaborate with external partners, such as banks and regulatory authorities, to obtain required certifications and approvals for cross-border account openings.

6. Stay informed about changes in regulatory requirements and industry best practices related to global account opening procedures.

7. Maintain accurate records and documentation of account opening activities, ensuring compliance with audit and regulatory requirements.

8. Identify opportunities to streamline and improve the account opening process, implementing efficient solutions to enhance the client experience.

Qualifications:

1. CA

2. Prior experience in account opening, client onboarding, or compliance within the financial services industry, preferably in a global or multi-jurisdictional context.

3. Strong understanding of regulatory requirements related to KYC, AML, and cross-border account opening.

4. Excellent communication skills, both written and verbal, with the ability to interact professionally with clients and internal stakeholders.

5. Detail-oriented approach with a focus on accuracy and compliance.

6. Ability to manage multiple tasks and priorities in a fast-paced environment.

7. Proficiency in Microsoft Office applications, particularly Excel and Word.

8. Fluency in multiple languages may be advantageous, depending on the geographic scope of the role.

9. Professional certifications such as CAMS (Certified Anti-Money Laundering Specialist) or ACAMS (Association of Certified Anti-Money Laundering Specialists) is a plus.

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Posted By

user_img

Vanessa Dsouza

Client Partner at Search Synergy

Last Login: 27 May 2024

Job Views:  
223
Applications:  52
Recruiter Actions:  3

Job Code

1374209

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