Genpact - Senior Consultant - AML/KYC/Quality Control - Compliance

Job description : 

- The position will be responsible for leading large projects encompassing KYC quality control/quality assurance, of Wholesale banking operations, and review of compliance with applicable laws and regulations.

- The position will be responsible for operational review and quality assurance of KYC function of client's wholesale banking business. The person should have a fair understanding of KYC processes, requirements, banking operational processes reviews. Determine whether areas reviewed are performing control activities in compliance with applicable policies and procedures and a manner consistent with both organizational objectives and high standards of administrative practice. 

- Report findings and make recommendations for the correction of noted quality deficiencies, improvements in operations, and reductions in error. Perform review activities that will provide reasonable assurance that controls are designed and operating effectively. Follow and execute sampling strategy/ methodologies for review activities. Ensure all review results stored, and an audit trail maintained. Raise issues to management to ensure Corrective Actions can be created.

- Maintain strong client focus by building strong relationships with clients, scheduling and conducting key client meetings, regular communication with the client.

Required qualifications : 

- Post-Graduation Degree/CA/MBA, etc.

- Highly proficient knowledge of a broad range of banking activities, operational processes, products, and services

- Strong understanding of quality control and quality assurance processes.

- Experience of AML KYC specifically Wholesale banking KYC

- Experience of reals estate lending and SPV (special purpose vehicle) and Trust KYC

- 4 to 5 years minimum experience in Bank Operations or should have worked in risk management profiles or with the consulting firms, Banks, with specific understanding of the AML/KYC Regulations or processes

- Highly proficient experience developing, and monitoring compliance with regulatory requirements such as KYC requirements within complex organizational structures

- Ability to deal with complex and confidential issues

- Be able to critically review closure rationale to determine if the resolution was appropriate and appropriately documented

- Be able to suggest solutions for recurring issues identified during the QA process

- Highly effective communication with all levels of the organization including senior and executive management

- Business writing proficiency including audit report writing

- Strong report writing and presentation skills.

Desired/Preference:

- CAMS Certification will be an advantage

- Knowledge of Investment Banking products and services will be an advantage

- Quality output

- Project effectiveness and efficiency

- Having served global clients would be an added advantage