Equity Dealer - Mutual Fund

Roles and Responsibilities:

- Dealer should be responsible for generating orders as per fund manager instruction after considering different category of clients/account, monitoring execution happening at broker's end through Bloomberg EMSX and critically analyse the way broker's execution.

- After market hors dealer should give confirmation to Operation Department on executed trades.

- He should provide quotes (Market Making) on exchanges after critically reviewing stock/fund position in proprietary investment.

- Dealer should maintain MIS on Status of order received from FM with following details:

- Order received from FM.

- Order placed to broker for execution.

- To give confirmation on order executed to Operation Department.

- Pending Order.

- Unplaced Order.

- Dealer should always ensure that all statutory and internal checks are properly validated before placing orders for execution and are complied with regulatory requirements.

- At the EOD he should generate report in excel on price performance for 1 day, MTD and YTD on securities, indices and fund specified by management.

- On monthly basis he has to give list of securities to Compliance which has more than USD 1 million daily Average Turnover during last one year.