ENO - AVP - Investment Banking - Personal Account Trading

We have below opening in Investment Banking for ENO/ AVP position in Pune-

JD - PAT

Level - ENO / AVP

LOCATION: Pune, India

General responsibilities:

An opportunity to manage and lead a team

A platform to Identify and undertake projects as needed to improve process and application of Personal Account dealing policies and procedures

An opportunity to handle the below tasks :

- Employee trade reconciliation against contract notes and trade requests

- Performance of quarterly and annual 'clean ups' of all outstanding contract notes

- Investigating and Issuing policy breach or reminder emails to employees who have breached the PA trading policy

- Supporting Control Room on adhoc projects

- Performance of holding period violations checks for employees

- Performing UAT testing on trade request system as and when necessary

- Performing conflict of interest checks

Should ensure that team meets its KPI's and process is MPP compliant

Should ensure compliance to strong governance model as laid down

Post graduate or a graduated with sound understanding of financial market

Should be a good team player

Experience in leadership role within Personal Account trading team would be preferred

Excellent stakeholder management, communication and organizational skills a must

Ability to multi-task competing priorities whilst maintaining a high degree of accuracy and attention to detail. Proven innovator, ability to change the perspective of the organization and think laterally

Ankita Mishra
Talent Advisor
Enigma Human Capital
9807673995