Posted By

Job Views:  
167
Applications:  30
Recruiter Actions:  20

Job Code

1276850

DVP - Risk Broking - BFSI

8 - 15 Years.Mumbai
Posted 1 year ago
Posted 1 year ago

- Monitoring & mitigation of the clients trading portfolio

- Communication and co-ordination between various stakeholders to highlight the risk & take action wherever possible

- Frame and adhere to internal risk policies and approval matrix for all assessments

- Well verse with changing regulatory landscape and new regulations

- Possess analytical, system and data management capabilities to support the risk management

- Review of risk management policies including the quantification of our risk appetite through specific risk limits

- Oversight of risk at an PWM(HNI) level and adequate communication with the seniors including Executive Committee members.

- Assess & Analyze margin funding proposals including special situation trades

- Assess exceptions to above mentioned frameworks/policies

- Prepare periodic analysis for reporting to senior authorities


- Process improvement & Automation

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Posted By

Job Views:  
167
Applications:  30
Recruiter Actions:  20

Job Code

1276850

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