DVP - Internal Audit - BFSI

BUSINESS LINE LEVEL

1. Contribute to the Annual Risk Assessment process by identifying the key risk areas and their assessment

SBU LEVEL

1. Execute annual risk assessment process for SBU

2. Develop methodologies for the audit of functional areas.

3. Develop for use of audit analytics at SBU levels

ASSIGNMENT LEVEL

1. Ensure alignment of audit scope, objective and approach for assigned audits to the annual risk assessment.

2. Ensure effectiveness and efficiency of test plans/ approaches by driving the use of analytics.

3. Schedule audits in line with the audit calendar and propose resource mobilizations

Audit Execution:

Evaluate the adequacy of internal control designed to achieve the business objective at business / functional level. Identify design weaknesses and any non-compliance for reporting as discussion points with auditee.

Deliverables Management:

Prepare Draft audit reports and Audit committee presentations in line with reporting templates.

Co-sourced Firms:

- Management co-sourced firms in performance of the audits and progress monitoring with Partners of the Co-sourced Firms

- Management and training of of Internal Audit team