DVP - Compliance Advisory - BFS

Key Responsibilities:

- Provide advice and guidance to the Bank officials at different levels on all queries related to compliance issues and assist them in understanding and addressing all applicable laws and regulations.

- Monitor the performance of the existing compliance program and related activities on a continuing basis and take appropriate steps to improve its effectiveness.

- Ensure regular cadence in the reporting of progress in compliance efforts and emerging issues to the Board, Committees and Senior Management executives.

- Develop and maintain corporate compliance policies and establish compliance review procedures.

- Ensure proper documentation of procedures in the bank's compliance manuals.

- Work to establish an appropriate compliance culture throughout the firm, including the development of specialized training programs at an organizational level to enhance awareness of compliance activities.

- Identify, facilitate, and/or directly implement of changes to policies and procedures to address organizational requirements and changes in laws and regulations.

- Validate proposed transactions, considering internal guidelines as well as outside regulatory requirements to mitigate risk.

- Prepare and present notes for Bank to Executive Management, Board of Directors and Regulators

- Develop and maintain an effective Compliance Risk Assessment framework.

- Manage the compliance governance requirements

This position could also work in compliance testing and oversee compliance operations

- Oversee Risk Based Supervision and any other inspections on behalf of the bank.

- Partner with Legal, Secretarial, Internal Audit, Risk and other stake holders in achieving the above objectives.