Deputy Vice President - Operations - Financial Services

- Operations Supervisor with a demonstrated history of working in the financial services industry. Skilled in Equity and Commodities Settlement, Custodian Operation, Risk Management, Banking. Trading Derivatives Capital Markets

- A brokerage operations specialist may work with other teams at the company, including engineers. Their responsibilities may include:

- Placing orders

- Settlements

- Trade corrections

- Verifying incoming checks, wire transfers, and ACHs

- Processing withdrawal requests

- Completing daily brokerage operations exception reports

- Reviewing and processing account transfer requests

- Conducting quality control reviews

- Reconciling regulatory document delivery

- Brokerage clerks: Responsible for changes to the registration of securities certificates

- Receiving and delivering: Oversee securities certificates moving from firm to firm

- Margins: Ensure clients follow the rules of margin loans