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Vidhi Maru

HR at Peoplenomic Consulting Firm

Last Login: 24 June 2024

Job Views:  
66
Applications:  18
Recruiter Actions:  3

Job Code

1399934

Deputy Vice President - Operations - Financial Services

12 - 15 Years.Mumbai
Posted 2 months ago
Posted 2 months ago

- Operations Supervisor with a demonstrated history of working in the financial services industry. Skilled in Equity and Commodities Settlement, Custodian Operation, Risk Management, Banking. Trading Derivatives Capital Markets

- A brokerage operations specialist may work with other teams at the company, including engineers. Their responsibilities may include:

- Placing orders

- Settlements

- Trade corrections

- Verifying incoming checks, wire transfers, and ACHs

- Processing withdrawal requests

- Completing daily brokerage operations exception reports

- Reviewing and processing account transfer requests

- Conducting quality control reviews

- Reconciling regulatory document delivery

- Brokerage clerks: Responsible for changes to the registration of securities certificates

- Receiving and delivering: Oversee securities certificates moving from firm to firm

- Margins: Ensure clients follow the rules of margin loans

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Posted By

user_img

Vidhi Maru

HR at Peoplenomic Consulting Firm

Last Login: 24 June 2024

Job Views:  
66
Applications:  18
Recruiter Actions:  3

Job Code

1399934

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