Deputy Manager/Manager - Internal Controls - CA

Deputy Manager / Manager - Internal Controls

Location - Andheri West

Qualified CA with 1-4 years' experience in Internal Controls, Internal Audit in NBFCs / Banks

Preferred: Knowledge of & previous experience in:

- Internal Financial Controls (IFC) / SOx control testing,

- Process walkthroughs,

- Risk & Control Matrix (RCMs)

Job Description

A. Internal Control (IC) Review:

1) Assisting the Team Lead in reviewing the operations of allocated business as well as support functions from internal control perspective

2) Performing process / system walkthroughs & control testing to highlight gaps / lapses & non-adherence to policies / SOPs

3) Maintaining adequate working papers / evidence of all activities performed to facilitate effective & timely review by the Team Lead

4) Liaising with internal departments to effectively implement the corrective action plan

B. Branch Review:

5) Assisting the Team Lead in conducting review of entire spectrum of branch activities (for allocated branches)

6) Assisting the Team Lead in tracking & monitoring branch self-assessment exercise

C. Review & Training of Policies / SOPs:

7) Assisting the Team Lead in review of policies & SOPs

8) Assisting the Team Lead in conducting training sessions with departments on policies / SOPs

D. Liaising with Internal Auditors (IA):

9) Liaising with Internal Audit team & various auditee departments to ensure smooth, timely & effective completion of quarterly Internal Audits (by external consultants)

10) Closely tracking the closure of open observations previously highlighted by IA

E. Ad-hoc assignments:

11) Assisting the Team Lead in any other specific / ad-hoc review assignments, as & when requested by the Management

All the interested candidates can apply or call on 9867303334

Ravi Suryawanshi
SR Executive Search