Posted By
Posted in
Banking & Finance
Job Code
261109
Location : Mumbai
JD :
Educational Qualifications & Professional Certifications :
- Chartered Accountancy/MBA specialising in Finance/Risk Management /CFA (US)
Experience / Knowledge / Skills required :
- 5-8 years of relevant experience in the areas of responsibility, delivering a broad range of financial and operational risk assurance and advisory activities.
- Worked in Asset Management Compliance functions within the Financial Services companies (BFSI sector), Big 4 Accounting/Audit Firms or Big 5 Consulting Firms.
- Ability to analyse and interpret client money and asset rules from different jurisdictions
- Strong knowledge of investment types, such as equities, fixed income or derivatives
- Excellent knowledge of the various asset types and principles of risk management in the finance industry
- Practical understanding of systems and controls in a regulated Asset Management business.
- Compliance monitoring, auditing or risk/control experience.
- Good knowledge of FCA rules and regulations
- Practical and theoretical knowledge of business risk and control frameworks and how these map to evolving regulatory requirements.
- Excellent report writing skills.
- Excellent stakeholder management and communication skills both verbal and written with the ability to communicate and influence effectively at senior levels of the business.
- Proven record of having dealt with senior executives
- The ability to judge and recognise the necessity to escalate issues effectively.
- Well organized with the ability to prioritise own deliverables effectively and adhere to deadlines.
- Team player with the ability to collaborate across teams/functions and work autonomously on projects/initiatives.
- Self-motivated with a desire to improve processes and create and maintain momentum
- Excellent Microsoft Office skills (Word, Excel and PowerPoint).
- Ability to independently undertake research, author technical papers and provide thought leadership on current and emerging risk themes and topics
- Ability to operate remotely, in a diverse and multi-cultural environment. International work or consultancy exposure would be a definite plus.
Behaviors :
- Strong work ethic with the highest levels of professionalism, commitment and integrity.
- Excellent communication, presentation and interpersonal skills.
- Good listener with attention to detail, analytical, objective thought process and an enquiring approach.
- Ability to work with minimal supervision and deliver to tight deadlines.
- Ability to prioritise and manage conflicting objectives.
- Ability to liaise and negotiate proficiently and effectively with the business and third parties.
- Operates within the context of own function but willing to help other areas when required.
- Pragmatic without compromising functional goals and professional requirements.
- Willingness to share knowledge with colleagues and work collaboratively within and across teams.
- Effective team player
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Posted By
Posted in
Banking & Finance
Job Code
261109