Qualification : CS/CA/LLB with 3 years of relevant experience
Reporting to : Head - Compliance.
- A valid NISM Compliance Officer certification is an added advantage.
- Conversant with Drafting of Board and General Meeting agendas, notices and minutes. Adept with Secretarial work.
- Understanding of the current regulatory environment and financial/ securities market rules, regulations and compliances
- Conducting compliance training programs for employees. Empanelment, KYC and AML checks for clients.
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