Dados Technologies - Compliance Manager

Compliance Manager

Job role:

- Engagement and dialogue with regulators

- Support interaction and communication with regulators for data requests, inspection and supervision activities, new regulations, changes to regulations, etc.

- Implementation of laws and regulations

- Keeping track of how policies and regulations are being followed

- Controlling adherence to applicable laws and regulations.

- Regularly assess the effectiveness of internal controls and make ongoing improvements.

- Conduct recurring tests of compliance parameters.

- Facilitating internal audits and regulatory inspections

- Keep track of and communicate any changes to the regulatory environment that affect the Ratings business.

- Drafting, modifying, implementing, and ensuring adherence to regulatory policies in conjunction with the appropriate parties

- Facilitate audits, inspections, and investigations, and see to it that MAPs are closed.

- Data/response preparation for regulatory disclosures/submissions.

- Preparation of agenda notes for Board and its committees