Credit Suisse - AVP - Operational Risk & Control - SOX - CA

Job Profile :

GL Account Ownership (GLAO):

- Ensure smooth and timely Account Ownership sign off completion in GLASS tool on a monthly basis.

- Ensure that monthly reconciliation templates are made available for review by FA.

- Detailed reconciliation breaks reviews after GLASS close. Ensure that break has been understood thoroughly with respect to IT issue, downstream issues, timing differences etc.

- Ensure that an appropriate commentary is provided by owners for monthly MIS reporting.

- Ensure correct break grouping is applied e.g. Historical/aged breaks to be categorized accordingly

- Co-ordinate with PC Ops Risk and Global Ops Ops Risk teams to ensure the breaks in their departments are reviewed appropriately.

- Ensure monthly regional Account Ownership report is accurate and all the material breaks are covered for discussions with LEC’s

- Involvement in resolving ownership dispute. Discussions with Account owners and understanding the rationale of dispute.

- Ensuring that correct Reconciliation Standards are applicable to PSFT accounts.

- Ensure that PSFT Account opening process consist of details required as per Global agreement.

- Conduct GLAO training sessions for users as and when required

- Ensure adherence of GLAO policy

QAR:

- Quality Assurance Reviews for FA and SHS Others department

- Release QAR ratings based on discussions with Account balance owner and judgments

- Comply with the annual targets

Metrics Reporting:

- Collate Regional KPI/KRI submission in order that the global reporting can be completed on a timely basis.

- Review the global reporting and ensure information is accurately reported.

- Collate the Control Improvement Plan (CIP) information from various regions and follow up for over due CIP

Key Contacts

- Entity Controllers

- Operations

- Product Control

- Support departments such as Corporate Real Estate and Services (CRES) and Tax

- Other regional Operational Risk and Control teams

- ORC IT department for GLAO system

Key Skills Required:

REQUIRED SKILLS

- Microsoft Excel and PowerPoint

- Strong attention to detail

- Ability to multi-task in a complex environment

- Effective verbal and written communication skills

- Ability to learn and apply learning quickly

- Excellent team player

- Problem solving skills

- Time management – organizing and prioritizing work

- Ability to work to strict reporting deadlines

DESIRED SKILLS

- Financial and Management Accounting

- Investment Banking industry knowledge

WORK EXPERIENCE / BACKGROUND

- Public accounting & audit experience desired but not required

- Prior Financial Services Industry experience desired but not required

- Investment Banking Financial Product Experience desired but not required

EDUCATION

Chartered Accountant with 6-8 years’ experience.