Corporate Audit Group Role

We have huge openings in one of the leading risk consulting services for the following position.

Brief of the company

A 100% subsidiary of multinational risk entity is a specialist risk & compliance firm offering governance and risk consulting services to clients across the globe. Leadership team comprises Ex- Big 4 and IA heads of large public listed corporate. “One Global Client Team” philosophy allows us to offer consistent global delivery and unique global benchmarking for the clients. Our experience in business roles combined with client servicing rigor, places us in a unique position to design real-world end-to-end solutions to business problems

320+ professionals, including 14 Partners/ Directors and 35 Managers; several with professional qualifications/ certificates including CA, CPA, MBA, Engineering, CIA, CISA, CFE. Dedicated IT Risk Management team led by an experienced partner .Experience of serving global clients out of India - probably the largest such firm offering these capabilities on a global scale.

The company serves 60+ International, large & mid-sized Indian corporate clients across a breadth of Industries. Currently ~70% of company revenue comes from global clients. The Company’s client base is diverse in terms of industry, business size and solutions need. The company proven strategy has been to grow with its clients with revenues coming from both new and existing clients.

The company deliver client-focused solutions encompassing Business Risk, Process Risk, Technology Risk and Transaction Risk. The company offers professionals highly competitive compensation and benefits. You will enjoy a challenging and meritocratic environment, incentive based compensation and a flat organization structure. We offer a variety of clients to work with, both internationally and in India in industries spanning across Telecom, Manufacturing, Financial Services, Hospitality and Technology.

- Timings: Noon to 9 pm (mon-fri)

Job location – Goregaon, Mumbai

Position - Corporate Audit Group (CAG)

Total 3 requirements – 1 S CON, 1 AM & 1 Manager

Job description

- Overall, the position will be responsible for working on large projects encompassing internal audit / risk based reviews, enterprise risk assessments, operational process reviews, Sox s404 documentation and control testing, evaluating internal controls, reliability of financial reporting, compliance with applicable laws and regulations and effectiveness and efficiency of operations including cost management.

- During the 1st 18 months (minimum), candidate would be working on a long term Internal Audit engagement for a leading US based investment bank and operating out of their Mumbai based delivery center and reporting to on-site client managers in US / UK.

Position will:

- The immediate role requires the candidate to be responsible for executing multiple projects of the client’s Corporate Audit Group (CAG) comprising of internal audits in the field of corporate functions such as Accounts, Finance, HR, Regulatory and Compliance. The candidate should have a very good understanding of Banking / financial services companies’ related accounts and regulatory / compliance. In addition, the candidate should have a fair understanding of related operational processes such as Treasury, retail and wholesale lending, restructuring, etc.

- In the long run, the candidate would be responsible to play a role in developing project plans, allocating resources, for other customer projects. Determine whether areas reviewed are performing control activities in compliance with applicable policies and procedures and in a manner consistent with both organizational objectives and high standards of administrative practice. Report findings and make recommendations for the correction of noted control deficiencies, improvements in operations, and reductions in cost. Maintain strong client focus by building strong relationships with clients, scheduling and conducting key client meetings, including driving and identifying potential mining opportunities, etc.

Required qualifications and skill sets for the immediate role

- Required experience of 3-5 / 5+ / 7+ years (as the case may be) of audit experience (internal or statutory) in Banking / financial services company or risk management / stat audit profiles with the Big 4 consulting firms, with specific experience in Banking / financial services covering:

1. Accounts / finance reviews comprising of US / Indian GAAP, inter-co. accounting, consolidation, accruals, month / quarter end procedures, close the books (CTB), GL and c/center account opening/closing test samples, accounts payable, trade capture, or

2. Regulatory / Compliance roles (KYC, AML, Insider Trading, local regulatory compliances (eg. SEBI, RBI, etc.), Vendor Management, Capital Adequacy requirements, etc.

- Review, analyze and trend key metrics the Internal Audit department obtains from business and review the same (Compliance, Finance, and HR), e.g. CAAT enabled mandatory vacation testing

- Analysis of incident reports pertaining to CAG areas

- Finance: Experience in valuations, general ledger accounting and Product Control would be preferable

- Compliance - experience supporting financial institutions with banking, securities, investment management, anti-money laundering and/or anti-corruption compliance experience.

- Must have demonstrated experience in being part of / managing projects in a leadership role along with team management and client management skills

- Very strong communication skills (written and spoken English), including report writing and presentations

- Excellent relationship building and critical thinking skills.

- Eye for details

- Quality output

- Project effectiveness and efficiency

- Having served global clients would be an added advantage

- Positive attitude

Interested candidates can send their updated resumes in word doc. Format only and also fill the below details as it is mandatory.

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Chitamber sana
Assistant manager
Veritas Resource & Training Solutions Pvt. Ltd.
P2,8th floor, Saptagiri towers, 1-10-75/1/1o 6, Begumpet, Hyderabad - 16, AP, India.
Work: 040-66140098
Mobile - 7702329412
http://www.veritasresource.com/jobposting.php