Consultant/Sr Consultant/AM - Internal Audit - Consulting Firm

Job responsibility :

- The candidate will be responsible for providing audit coverage of IM including portfolio management, trading, and Investment Advisor regulation. The candidate should be familiar with internal audit concepts and practices.

- The Internal Auditor will be involved in the development, planning and performance of internal audits.

Primary Responsibilities :

- Scope determination, development of audit planning memorandums, performance of test work and assistance with report writing

- Performance of audits including detailed walk-throughs and flow charts of key processes to identify key risks and controls, development of test procedures for key controls, execution of testing, identification and reporting of issues

- On-going communication with business line management to discuss the status of business changes as well as perform follow-up on previously identified audit issues

- Participation in continuous monitoring and conducting ongoing risk assessments of key business processes to drive the risk based audit plan

- Conduct, as appropriate, quality assurance reviews to ensure compliance with department documentation standards

Skills required (essential) :

- Three to five years of internal audit-related experience. Investment Management experience a plus

- Excellent verbal and written communication skills

- Undergraduate degree in business including Economics, Finance, Accounting

- CPA and/or Certified Internal Auditor (CIA) a plus

- Motivated and a self-starter.

- Excellent interpersonal and communication skills, with ability to interact with all levels of management.

- Ability to work across global teams.

- Ability to multi-task amongst several projects.