Consultant/Senior Consultant/Manager - Regulatory Compliance - Banking Sector - Big4

Regulatory Compliance

Level: Con - Sr. Con - Manager

Location Agnostic - Mumbai/ Hyderabad preferred

Positions - 10

Experience: Should be in the banking sector with focus on core Regulatory Compliance

Job Description:

- The candidate should have experience working with a Bank / Financial Institution's Regulatory Compliance department with knowledge of interpreting regulations/circulars/laws as received from regulatory bodies, preparing regulatory compliance checklists, tracking/logging regulatory interactions, preparing MIS for senior management and providing advisory support to business units. Experience with international regulators will be an advantage including relevant experience with professional ethics related matters and any compliance monitoring/testing related knowledge.

Responsibilities:

- Awareness of Regulatory Compliance requirements

- Proactively engage with multiple stakeholders to ensure adherence with defined timelines

- Support the engagement team by developing status update presentations and decks for the client on a periodic basis.

- Determine that the work delivered is of high quality.

- Anticipate and identify engagement related risks and escalate issues as appropriate

- Actively establish client (process owner/functional heads) and internal relationships