Compliance - Voice Surveillance Analyst - Investment Bank

Responsible for the surveillance of electronic communications - internal and external to the Firm - including corporate e-mail & voice recordings

Identify any non-compliant or suspicious activity and escalate questionable electronic communications to the relevant compliance officer/manager

Remain updated on developments and changes concerning relevant regulatory regulations

Develop and maintain a good understanding of the Firm's business groups and products, including, but not limited to, Fixed Income, Investment Banking, Equity Research and Equities