Compliance Testing Role - BFS

Job Purpose

It is Compliance Testing related profile wherein Board approved Compliance Testing plan needs to be adhered to and Report to be finalised in consulted with underlying function

Roles & Responsibilities

- Preparation of Annual Compliance Testing Plan

- Carry out Compliance Testing for underlying functions as per the Annual Compliance Testing Plan

- Prepare draft observations and discuss with concern stakeholders and obtain Management Responses

- Track open observation points till closure

- Carry out review for new products launched by the Bank on completion of 6 months of launch

- Submission of product review report to PAC

- Track compliances of points raised in product review report till its closure

- Coordinate with stakeholders during Regulatory Inspections and collation of data