Compliance Role - Wealth Management Domain - Insurance

Key Responsibilities:

- Having hands on experience in Wealth management product compliances like Mutual Funds, Insurance / NBFC

- Handling sophisticated tools on AML, Surveillance and internal control applications

- Drafting and implementation of policies and processes for strict compliance adherence

- Handling regulatory (IRDA / RBI / PFRDA) inspections

- Supporting Legal and litigation related assignments

- Collation of data for regulatory requirements

- Address business queries

- Maintaining high level coordination within and outside the team