05/01 Ojusvee
Senior Consultant at ABC Consultants

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Compliance Role - NBFC/BFSI (7-10 yrs)

Mumbai Job Code: 878788

Role: Compliance

Experience : 7 to 10 years in Compliance related activities with NBFC or BFSI Sector

Education : CS / MBA or CS/ LLB

Location : Mumbai

Job Role :

- Liasoning with various Regulatory, Statutory and Government bodies for approval updates and ad hoc requests /query;

- Liasoning with Registrar of Companies to ensure timely filing of required forms with MCA;

- Having knowledge of PMLA Regulations, Anti Money laundering Act/ Rules and law relating to FATF Reporting;

- To Highlight alleged violations of RBI Rules and Regulations applicable to NBFC's and recommend procedure for corrective action

- To Prepare and provide Compliance Report on regular basis;

- To Handle Regulatory audits and inspections, to co-ordinate with internal auditors, statutory and regulatory auditors;

- To Ensure all periodic and ad-hoc regulatory filings are submitted correctly a with regulatory authorities within prescribed time limit;

Women-friendly workplace:

Maternity and Paternity Benefits

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