Compliance Role - Asset Management Firm

Roles and Responsibilities :

- Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact Sheets

- Responsible for reviewing, interpreting, monitoring and implementation of circulars / notifications issued by SEBI / AMFI / PMLA

- Responsible for preparation Reports with SEBI / AMFI / Board of Directors of Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund Regulations, 1996.

- Responsible for due diligence / verification of Compliance Policies and Compliance Manual

- Responsible for Pre and Post Committee Meeting Functions - preparation of agenda papers, reports, minutes etc.

- Responsible for Preparation & Updation of Scheme Information Document / Key Information Memorandum / Statement of Additional Information

- Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund

- Co-ordination with the Internal and Statutory Auditors

- Co-ordination within the Internal Departments

- Maintenance of Statutory Records and MIS

NOTE- looking candidates from Asset Management Company only