Compliance officer - PMS/AIF - CS

JOB DESCRIPTION:

Department: Company Secretary and Legal

Designation: Compliance Manager

Job Description:

- Well versed with the regulations relating to SEBI (Alternative Investment Funds) Regulation, 2012, SEBI (Portfolio Managers) Regulations, 2020 and SEBI (Investment Advisers)

- Regulations, 2013 and circulars, guidelines issued thereunder

- Statutory Compliances with SEBI

- Annual Filing and filing of other e-forms

- Keeping up to date with any regulatory or statutory changes and policies that might affect the organization

- Drafting the Minutes, agreements and Non-Disclosure agreements

Key Skills Required:

- Strong administrative skills and an aptitude for using IT software

- Commercial awareness

- Meticulous attention to detail

- Interpersonal skills

- Influencing skills

- Excellent organisation and time management

- The ability to take the initiative

- A flexible and practical approach to work

- Discretion and diplomacy.

Education Required:

- Basic Graduation preferably Commerce, Arts.

- Company Secretary Pass out with the membership