Compliance Officer - Investment Banking

Compliance :

- IFSCA/SEZ/SEBI reporting for AIFs (alternative investment funds) and VCFs (venture capital funds)

- All applicable compliances under AIF Regulations and PPM of AIFs/VCFs

- SEBI compliances & reporting.

- RBI Compliances & reporting.

- Have a thorough knowledge of Gift City regulations.

- Ensuring compliances around investor due diligence: AML/KYC checks, world check screening, FATCA compliances etc.

- Investment process: Review condition precedents documents, condition subsequent documents related to investments made by AIFs

- Liaising/Communicating with SEBI, RBI, trustee, lawyer, Investment Team, Fund Administration Team, portfolio companies, investors etc.

You must be a qualified CS preferably with an LLB qualification and at-least five years of experience especially having exposure to regulators SEBI and RBI. You must have good communication and stakeholder management skills.

Soft skills :

1. Demonstrate a commitment to extraordinary client service through professional excellence, the highest ethical standards, and effective use of available resources.

2. Excellent interpersonal skills and ability to build and foster a strong network of relationships.

3. Positive and client first attitude.

4. Creative approach to problem solving.

5. Highly motivated and determined to work in a fast-pace, fast-growing and entrepreneurial company.

6. Tactfulness and adaptability to changing demands.

7. Ability to work independently and as part of a team and handle multiple responsibilities competently, with a high degree of accuracy in a high-pressure environment.

8. Detail oriented, commitment to excellence and a high level of integrity.

9. Possess active listening and critical thinking skills.