We are looking to hire compliance officer for one of the multinational financial firm based in Mumbai, - Handling DP Compliance, inspection and Internal audit - Handle Queries related to Trading and DP Account opening - Manage surveillance related to Exchanges and DP - Manage Investigations related to Exchanges and DP. - Handling various types of SEBI/Exchange audits and inspections by regulators. - Providing MIS and presentation to management on monthly basis SKILLS &amp; KNOWLEDGE: - CS with at least 5 7 years- experience of core compliance in stock broking / Depository / Exchange - Task &amp; detail oriented - Proficiency in Excel and presentations - Good Communication skills (spoken &amp; written) - Well organized for preparing various MIS and follow up (CS is not mandatory but candidate should be from target Industry) - Open on budget.

Mumbai

Compliance Officer - Financial Firm 

Compliance Officer - Financial Firm  ,Job Description for Compliance Officer - Financial Firm  in The Rising Consultancy in  Mumbai for (5-8) years of experience. Apply Now!

Job Description for Compliance Officer - Financial Firm  in The Rising Consultancy in  Mumbai for (5-8) years of experience. Apply Now!